2012年浅白语言统一现金客户协议书(4)

合同书
2012/8/23
xchange,and all applicable stamp duties. you may deduct such commissions, charges, levies and duties from the account. (4)unless otherwise agreed, in respect of each transaction, unless you are already holding cash or securities on my /our behalf to settle the transaction, i /we will pay you cleared funds or deliver to you securities in deliverable form or otherwise ensure that you have received such funds or securities by such time as you have notified me /us in relation to that transaction. if i /we fail to do so, you may: in the case of a purchase transaction, sell the purchased securities and in the case of a sale transaction, borrow and /or purchase securities in order to settle the transaction. (5)i /we will responsible to you for any losses and expenses resulting from my /our settlement failures. (6)i /we agree to pay interest on all overdue balances (including interest arising after a judgment debt is obtained against me /us ) at such rates and on such other terms as you have notified me /us from time to time. (7)in the case of a purchase transaction, if the selling broker fails to deliver on the settlement date and you have to purchase securities to settle the transaction, i /we shall not be responsible to you for the costs of such purchase. 4. safekeeping of securities (1)any securities which are held by you for safekeeping may, at your discretion:(in the case of registrable securities) be registered in my /our name or in the name of your nominee; or be deposited in safe custody in a designated account with your bankers or with any other institution which provides facilities for the safe custody of documents. in the case of securities in hong kong, such institution shall be acceptable to the sfc as a provider of safe custody services. (2)where securities are not registered in my /our name, any dividends or other benefits arising in respect of such securities shall, when received by you, be credited to my /our account or paid or tran